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Daily Wire

Apr 15, 2021


DOL Denies Request to Extend Comment Period, Hold Hearing on Fiduciary Rule

By Melanie Waddell

Sen. Patty Murray says hearings on the proposals are required by law. Read More


What to Make of Schwab-TD Ameritrade Integration Plans

By Jeff Berman

Schwab says it will adopt some technology from TD Ameritrade, but tech experts question the impact on RIAs. Read More


Ex-LPL Rep Suspended for Falsifying Forms

By Jeff Berman

Former broker electronically signed a colleague's name repeatedly instead of his own, FINRA claims. Read More


Clients Continue to 'Stay the Course' With Portfolios, Advisors: Fidelity

By Michael S. Fischer

The fund giant's latest research looks at the asset classes in which portfolios are adding active management and why. Read More


5 Paths to True Advisor Independence

By Angie Herbers

Thinking about making a change? Your timing is right, but know what you want first. Read More


Valerie Brown Joins StepStone Board

By Jeff Berman

The addition of the former Advisor Group and Cetera exec expands the private markets investment firm's board to 11 members. Read More


What are SPACs? Just the facts

Sponsored by: John Hancock Investment Management

Many view SPACs as the new craze, but investors need to know what they’re getting into. Learn More

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