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Top Stories

Sep 22, 2019

A Message From the Editor

Good morning! We're going to deliver the Top Stories newsletters on Sundays at 8:00 AM instead of 6:00 PM for awhile and see if that works better for everyone. Happy reading.

– Ronald Pechtimaldjian


Medicare Surcharge Changes: What Advisors Should Know

By Bernice Napach

The changes, effective in 2020, bring good news and bad news for retirees, says Ron Mastrogiovanni of HealthView Services. Read More


10 Highest Paid CEOs in Financial Services

By Marlene Satter

Equilar and The New York Times ranked the pay packages of 200 CEOs. Read More

Expert Opinion

Reconciling Rollover Advice With Reg BI and DOL Fiduciary Standard

By Robert Bloink | William H. Byrnes

Advisors who provide rollover advice must exercise caution to ensure compliance with both regimes. Read More


New DOL Fiduciary Rules Out in Next 2 Months: Attorneys

By Melanie Waddell

Many in the industry want clarification on how new SEC rules will affect ERISA fiduciary status, two lawyers write. Read More


7 Bitter Enemies of Life Insurance

By Allison Bell

Surveys show that most people want life insurance. Here's one showing why many don't buy it. Read More

Save the Date

Bank & Capital Markets Tax Institute 2018

Join us at Bank & Capital Markets Tax Institute 2018 in Lake Buena Vista, Florida, on Nov. 7-9 for the must-attend event for all forward-thinking bank tax professionals. Learn More


What's Driving Advisors to Move in the New Market Landscape?

Sponsored by: Fidelity Investments

Get insights into the mindset that’s driving today’s advisors to make a move--and help realize their unique business vision. Learn More

Disrupted Communications: How to achieve and maintain compliance for your organization's electronic communications data

Sponsored by: Smarsh

It’s easy for modern communication methods to expose your firm to risk. Find out how to ensure you remain compliant! Learn More

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